0001144204-12-007818.txt : 20120213 0001144204-12-007818.hdr.sgml : 20120213 20120213170852 ACCESSION NUMBER: 0001144204-12-007818 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 GROUP MEMBERS: AUSTIN VENTURES VI AFFILIATES FUND, L.P. GROUP MEMBERS: AV PARTNERS VI, L.P. GROUP MEMBERS: JEFFERY C. GARVEY GROUP MEMBERS: JOHN D. THORNTON GROUP MEMBERS: JOSEPH C. ARAGONA GROUP MEMBERS: KENNETH P. DEANGELIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Convio, Inc. CENTRAL INDEX KEY: 0001407450 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742935609 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85968 FILM NUMBER: 12600176 BUSINESS ADDRESS: STREET 1: 11501 DOMAIN DRIVE STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78758 BUSINESS PHONE: 512-652-2600 MAIL ADDRESS: STREET 1: 11501 DOMAIN DRIVE STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78758 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AUSTIN VENTURES VI L P CENTRAL INDEX KEY: 0001106260 IRS NUMBER: 742897875 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 300 WEST SIXTH STREET SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124851900 MAIL ADDRESS: STREET 1: 701 N BRAZOS ST SUITE 1400 CITY: AUSTIN STATE: TX ZIP: 78701 SC 13G/A 1 v302055_sc13ga.htm

 

Page 1 of 14

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Schedule 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d)
AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 1)*

Convio, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

21257W105

(CUSIP Number)

December 31, 2011

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[_]   Rule 13d-1(b)

[_]   Rule 13d-1(c)

[X]   Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on following pages)

Page 1 of 14

Exhibit Index on Page 13

  

 

 
 

 

CUSIP # 21257W105

Page 2 of 14 

 

  1   NAME OF REPORTING
  SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
                Austin Ventures VI, L.P.
                Tax ID Number:
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                 (a) [_] (b) [X]
  3   SEC USE ONLY
  4   CITIZENSHIP OR PLACE OF ORGANIZATION
  Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH		   5   SOLE VOTING POWER
  -0-
  6   SHARED VOTING POWER
  -0-
  7   SOLE DISPOSITIVE POWER
  -0-
  8   SHARED DISPOSITIVE POWER
  -0-

  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON                                                                                                                   -0-
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
  EXCLUDES CERTAIN SHARES [_]
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                             0%
  12   TYPE OF REPORTING PERSON
                                                                                                                                                             PN
   

 

 

 

 
 

CUSIP # 21257W105

Page 3 of 14

 

  1   NAME OF REPORTING
  SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
                Austin Ventures VI Affiliates Fund, L.P.
                Tax ID Number:
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                  (a) [_] (b) [X]
  3   SEC USE ONLY
  4   CITIZENSHIP OR PLACE OF ORGANIZATION
  Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH		   5   SOLE VOTING POWER
  -0-
  6   SHARED VOTING POWER
  -0-
  7   SOLE DISPOSITIVE POWER
  -0-
  8   SHARED DISPOSITIVE POWER
  -0-

  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON                                                                                                                   -0-
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
  EXCLUDES CERTAIN SHARES [_]
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                             0%
  12   TYPE OF REPORTING PERSON
                                                                                                                                                             PN
   
 
 

CUSIP # 21257W105

Page 4 of 14

 

  1   NAME OF REPORTING
  SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
                AV Partners VI, L.P.
                Tax ID Number:
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                   (a) [_] (b) [X]
  3   SEC USE ONLY
  4   CITIZENSHIP OR PLACE OF ORGANIZATION
  Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH		   5   SOLE VOTING POWER
  -0-
  6   SHARED VOTING POWER
  -0-
  7   SOLE DISPOSITIVE POWER
  -0-
  8   SHARED DISPOSITIVE POWER
  -0-

  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON                                                                                                                   -0-
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
  EXCLUDES CERTAIN SHARES [_]
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                             0%
  12   TYPE OF REPORTING PERSON
                                                                                                                                                             PN
   
 
 

CUSIP # 21257W105

Page 5 of 14

 

  1   NAME OF REPORTING
  SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
                Joseph C. Aragona
                Tax ID Number:
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                  (a) [_] (b) [X]
  3   SEC USE ONLY
  4   CITIZENSHIP OR PLACE OF ORGANIZATION
  U.S. Citizen

NUMBER OF

SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

   5   SOLE VOTING POWER
  -0-
  6   SHARED VOTING POWER
  -0-
  7   SOLE DISPOSITIVE POWER
  -0-
  8   SHARED DISPOSITIVE POWER
  -0-

  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON                                                                                                                   -0-
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
  EXCLUDES CERTAIN SHARES [_]
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                             0%
  12   TYPE OF REPORTING PERSON
                                                                                                                                                             IN
   
 
 

CUSIP # 21257W105

Page 6 of 14

 

  1   NAME OF REPORTING
  SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
                Kenneth P. DeAngelis
                Tax ID Number:
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                (a) [_] (b) [X]
  3   SEC USE ONLY
  4   CITIZENSHIP OR PLACE OF ORGANIZATION
  U.S. Citizen

NUMBER OF

SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

   5   SOLE VOTING POWER
  -0-
  6   SHARED VOTING POWER
  -0-
  7   SOLE DISPOSITIVE POWER
  -0-
  8   SHARED DISPOSITIVE POWER
  -0-

  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON                                                                                                                   -0-
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
  EXCLUDES CERTAIN SHARES [_]
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                             0%
  12   TYPE OF REPORTING PERSON
                                                                                                                                                             IN
   
 
 

CUSIP # 21257W105

Page 7 of 14

 

  1   NAME OF REPORTING
  SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
                Jeffery C. Garvey
                Tax ID Number:
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                 (a) [_] (b) [X]
  3   SEC USE ONLY
  4   CITIZENSHIP OR PLACE OF ORGANIZATION
  U.S. Citizen

NUMBER OF

SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

   5   SOLE VOTING POWER
  -0-
  6   SHARED VOTING POWER
  -0-
  7   SOLE DISPOSITIVE POWER
  -0-
  8   SHARED DISPOSITIVE POWER
  -0-

  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON                                                                                                                   -0-
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
  EXCLUDES CERTAIN SHARES [_]
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                             0%
  12   TYPE OF REPORTING PERSON
                                                                                                                                                             IN
   
 
 

CUSIP # 21257W105

Page 8 of 14

 

  1   NAME OF REPORTING
  SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
                John D. Thornton
                Tax ID Number:
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                   (a) [_] (b) [X]
  3   SEC USE ONLY
  4   CITIZENSHIP OR PLACE OF ORGANIZATION
  U.S. Citizen

NUMBER OF

SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH

   5   SOLE VOTING POWER
  -0-
  6   SHARED VOTING POWER
  -0-
  7   SOLE DISPOSITIVE POWER
  -0-
  8   SHARED DISPOSITIVE POWER
  -0-

  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
  REPORTING PERSON                                                                                                                   -0-
  10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
  EXCLUDES CERTAIN SHARES [_]
  11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                             0%
  12   TYPE OF REPORTING PERSON
                                                                                                                                                             IN
   
 
 

CUSIP # 21257W105

Page 9 of 14

 

This Amendment No. 1 amends the Statement on Schedule 13G previously filed by Austin Ventures VI, L.P., a Delaware limited partnership (“AV VI”), Austin Ventures VI Affiliates Fund, L.P., a Delaware limited partnership (“AV VI A”), AV Partners VI, L.P., a Delaware limited partnership (“AVP VI”), Joseph C. Aragona (“Aragona”), Kenneth P. DeAngelis (“DeAngelis”), Jeffery C. Garvey (“Garvey”) and John D. Thornton (“Thornton”). Aragona, DeAngelis, Garvey and Thornton are the general partners of AVP VI. The foregoing entities and individuals are collectively referred to as the “Reporting Persons.” Only those items as to which there has been a change are included in this Amendment No. 1.

ITEM 4.OWNERSHIP

The following information with respect to the ownership of the Common Stock of the issuer by the person filing this Statement is provided as of December 31, 2011.
(a)Amount beneficially owned:

See Row 9 of cover page for each Reporting Person.
(b)Percent of Class:

See Row 11 of cover page for each Reporting Person.
(c)Number of shares as to which such person has:
(i)Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.
(ii)Shared power to vote or to direct the vote:

See Row 6 of cover page for each Reporting Person.

(iii)Sole power to dispose or to direct the disposition of:

See Row 7 of cover page for each Reporting Person.

(iv)Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Yes

 
 

CUSIP # 21257W105

Page 10 of 14

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 13, 2012

 

 

AUSTIN VENTURES VI, L.P. /s/ Kevin Kunz ____________________________
By AV Partners VI, L.P., Signature
Its General Partner  
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact
   
   
AUSTIN VENTURES VI AFFILIATES FUND, L.P. /s/ Kevin Kunz ____________________________
By AV Partners VI, L.P., Signature
Its General Partner  
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact
   
   
AV PARTNERS VI, L.P. /s/ Kevin Kunz ____________________________
  Signature
   
Kevin Kunz 
  Chief Financial Officer/Attorney-In-Fact
   
   
JOSEPH C. ARAGONA /s/ Kevin Kunz ____________________________
  Signature
   
Kevin Kunz 
  Chief Financial Officer/Attorney-In-Fact
   
   
KENNETH P. DeANGELIS /s/ Kevin Kunz ____________________________
  Signature
   
Kevin Kunz 
  Chief Financial Officer/Attorney-In-Fact
   
   
JEFFERY C. GARVEY /s/ Kevin Kunz ____________________________
  Signature
   
Kevin Kunz 
  Chief Financial Officer/Attorney-In-Fact

 

 
 

CUSIP # 21257W105

Page 11 of 14

 

 

JOHN D. THORNTON /s/ Kevin Kunz ____________________________
  Signature
   
Kevin Kunz 
  Chief Financial Officer/Attorney-In-Fact
 
 

CUSIP # 21257W105

Page 12 of 14

 EXHIBIT INDEX

Exhibit

Found on
Sequentially
Numbered Page 

   
Exhibit A:  Agreement of Joint Filing 13
   
Exhibit B: Reference to Kevin Kunz as Attorney-In-Fact 14

 
 

CUSIP # 21257W105

Page 13 of 14

exhibit A

Agreement of Joint Filing

 

The Reporting Persons hereby agree that a single Schedule 13G (or any amendment thereto) relating to the common stock of Convio, Inc. shall be filed on behalf of each of the Reporting Persons. Note that a copy of the applicable Agreement of Joint Filing is already on file with the appropriate agencies.

 

 
 

CUSIP # 21257W105

Page 14 of 14

EXHIBIT B

Reference to Kevin Kunz as Attorney-in-Fact

 

Kevin Kunz has signed the enclosed documents as Attorney-In-Fact. Note that a copy of the applicable Power of Attorney is already on file with the appropriate agencies.